Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Module 1
StartSeries 65 Introduction (24:30)
StartDownloadable Class Notes
StartLesson 1 – Economics and Business Information (27:46)
StartLesson 2 – Quantitative Analysis (14:07)
Module 2 – Investment Vehicles
StartLesson 1 – Equity Securities (22:18)
StartLesson 2 – Debt Securities (27:24)
StartLesson 3 – Analysis of Debt and Equity Securities (10:57)
StartLesson 4 – Gov’t and Municipal Securities (17:04)
StartLesson 5 – Cash & Cash Equivalent (4:55)
StartLesson 6 – Investment Co. & REIT’s (19:17)
StartLesson 7 – Options, Futures & Forwards (26:32)
StartLesson 8 – Alternative Investments (8:32)
StartLesson 9 – Insurance-Based Products (13:48)
Module 3 – Client Recommendations and Investment Strategies
StartLesson 1 – Types of Clients (Business Entities) (8:02)
StartLesson 2 – Trust Accts. (11:38)
StartLesson 3 – Client Objectives and Recommendations (16:18)
StartLesson 4 – Capital Market Theory (12:50)
StartLesson 5 – Portfolio Management Styles (20:22)
StartLesson 6 – Retirement Plans (13:09)
StartLesson 7 – Taxation and ERISA Guidelines (16:08)
StartLesson 8 – Special Accounts (15:20)
StartLesson 9 – Trading (17:04)
StartPerformance Formulas
Module 4 – Laws, Regulations and Ethical Practices
StartLesson 1 – Federal Laws (26:55)
StartLesson 1.1 – Definitions (B/D’s & Agents) (18:39)
StartLesson 2 – Definitions (Investment Advisers) (12:05)
StartLesson 3 Registration of Advisers and Reps (16:59)
StartLesson 3 -Investment Advisor Definition (24:06)
StartLesson 4 – Registration Procedures (U.S.A.) (14:42)
StartLesson 5 – Securities Registration & Exemptions (21:46)
StartLesson 6 – Powers of the Administrator (11:07)
StartLesson 7 – Investment Advisers Act 1940 and Ethics (19:57)
StartLesson 8 – Conflicts (6:09)
StartClosing Remarks (2:08)
Practice Exams
StartPractice Final
StartAdditional Practice Questions

Our Policies

A. Product Quality

We will provide GOOD quality of courses fast. If any issue, email: [email protected].
We sure that your problem will be support as soon as possible.

B. Digital Shipping Proceess

After your payment, we will review your payment, Then, we will send you PCLOUD LINK OF COURSES through email in 3 – 8 hours. If any issue, we will inform you as soon as possible.